Safeguarding Arrangement Review
Focused examination of client-money segregation, bank acknowledgement letters, and daily reconciliation discipline for payment and e-money firms.
Open engagement detailBridgepoint Fintech Assurance
Audits that leave a fintech board with a finding register, not a slogan.
We examine safeguarding, reconciliation discipline, and control ownership for payment institutions, e-money issuers, and digital lenders preparing for Taiwan supervisory scrutiny.
Fieldwork notes — Chiayi County office practice
Flagship engagement
Regulatory Controls Audit
A four-to-eight-week independent review of how your firm records, segregates, and reports client funds — ending in a signed assurance memorandum and a remediation sequence ranked by residual risk.
Review scope & inclusions- Walkthrough of fund flows from onboarding to settlement
- Sampling of reconciliations and safeguarding arrangements
- Mapping of control owners to board attestations
- Closing workshop with compliance, finance, and operations
Related engagements
Further audit work we take on
Each engagement stands alone. We do not rename one package three ways — if your examination notice asks for safeguarding only, that is the review you receive.
Pre-Examination Readiness Assessment
A timed dry run before a supervisory visit: document trail completeness, interview rehearsal for control owners, and gap register for the board.
Open engagement detail
Lender Portfolio Control Check
Sample-based testing of underwriting exceptions, collections handoffs, and impairment markers for consumer and SME digital lenders.
Open engagement detailFrom recent fieldwork
What clients say after the memorandum lands
Specific findings matter more than praise. Here is language from firms that sat through our sampling.
“Their sample on our wallet safeguarding run caught a same-day timing gap we had been calling ‘immaterial’ for months.”
Field notes
Guides for examination season
What a safeguarding sample actually shows an examiner
How daily client-money reconciliations are read during fieldwork, and which mismatches trigger follow-up questions.
Preparing control owners for a Taiwan fintech examination
A practical briefing for compliance and treasury leads who will sit across from supervisors — without rehearsed scripts that collapse under detail.
Next step
Tell us which licence and product lines sit in scope
We reply within two business days with scoping questions. No deposit is taken until an engagement letter is signed.