Engagement process
From scoping call to signed memorandum
Audit work for fintech firms succeeds when everyone knows what happens each week. This page is the map we share with compliance and finance leads before fieldwork begins.
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Scoping interview
We confirm licences held, products in scope, safeguarding banks, and whether an examination notice or investor diligence deadline is driving the calendar. You leave with a draft evidence list — not a surprise questionnaire mid-fieldwork.
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Letter of engagement
Scope, exclusions, fee, deposit, and delivery date are written down. Work does not start until the letter is signed and the deposit invoice is settled per our fee guidance.
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Evidence intake
Within three business days of kickoff we issue the formal request: reconciliation packs, bank acknowledgement letters, board minutes, exception registers, and sample customer files. A single client engagement contact keeps the channel clear.
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Fieldwork & sampling
Walkthroughs with control owners happen on-site in Taiwan or remotely. Samples are drawn from live ledgers. We escalate factual questions early so findings do not appear for the first time in the draft memorandum.
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Draft findings & close
You review drafts for factual accuracy. Residual risk ratings stay with Bridgepoint. The final pack includes the assurance memorandum, finding register, and a remediation sequence with suggested owners. A closing workshop walks the board or executive sponsors through the results.
What we need from you
Preparation that shortens fieldwork
- Read-only access to reconciliation and liability extracts for the sample window
- Two reserved hours with treasury and compliance owners during walkthrough week
- Clarity on which product lines are out of scope so we do not sample them