Regulatory Controls Audit
An independent review of how a fintech firm records, segregates, and reports client funds against Taiwan and cross-border supervisory expectations.
Audit engagements
Independent reviews shaped around fintech fund flows and examination calendars
Each engagement ends with written findings your compliance and finance leads can act on. We do not sell software access or subscription tiers — we sell fieldwork and a signed memorandum.
Safeguarding Arrangement Review
Focused examination of client-money segregation, bank acknowledgement letters, and daily reconciliation discipline for payment and e-money firms.
Pre-Examination Readiness Assessment
A timed dry run before a supervisory visit: document trail completeness, interview rehearsal for control owners, and gap register for the board.
Lender Portfolio Control Check
Sample-based testing of underwriting exceptions, collections handoffs, and impairment markers for consumer and SME digital lenders.